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Issue 1, November 2003
Physical Sciences & Mathematics
Analysis of Electron Cloud Build-Up in High Energy Particle
Accelerators Using the Java™ Programming Language
Laura Loiacono
Loyola University
Advisor:
Dr. Katherine Harkay
Argonne National Laboratory
Discuss this article!
Abstract
In an effort to increase the efficiency and quality of particle
beams, accelerator physicists have been studying a phenomenon known
as the electron cloud. A result of the photoelectric effect, the
electron cloud comprises photo- and secondary electrons that can
interfere with an electron or positron particle beam circulating
in a storage chamber. Experimental data at the Advanced Photon Source
(APS) at Argonne National Laboratory show that high densities of
electrons make up the cloud under specific conditions. Classical
"beam-induced multipacting" only partially accounts for
the data. In an effort to fully explain the high densities of cloud
electrons shown in the data, a more general resonance theory was
developed. This theory suggests that the secondary electron energy
distribution plays an important role in the resonant interactions.
To determine the validity of the latter theory, several computer
programs that provide a quantitative analysis of the cloud-beam
interactions were developed. By examining the energy imparted to
the cloud electrons by the charged particle beam and their resulting
motion, resonant beam-cloud interactions can be determined. Preliminary
results suggest that the more general resonance condition can better
explain the measured electron cloud data in the storage ring at
the APS for a variety of beam parameters.
Introduction
The Advanced Photon Source (APS) at Argonne National Laboratory
(ANL) is a synchrotron light source that produces high-energy, x-ray
photons used in many areas of research (ANL 2002). The storage ring
of the accelerator consists of two parts: a vacuum chamber that
stores a circulating electron or positron beam, and an anti-chamber
that allows photons emitted by the beam to exit the vacuum chamber.
The vast majority of photons exit the vacuum chamber; however, a
small percentage of emitted photons have energies far lower than
typical x-rays, and these collide with the inner aluminum metal
surfaces of the vacuum chamber. If the energy of a photon that collides
with the inner chamber walls is greater than the work function of
the metal surface, which is approximately 4 eV (Kaye and Laby 1995),
the photon may liberate an electron from the metal, producing a
photoelectron. This is the photoelectric effect. A photoelectron
itself can be accelerated by the beam, collide with the metal chamber
walls, and liberate one or more electrons. These electrons are called
secondary electrons, and their build-up forms what is known as an
electron cloud.
The
electrons in an electron cloud may interfere with the stored beam
in an accelerator, causing a shortened lifetime, an expanded size,
and a decrease in the quality of the beam. To increase the performance
of an accelerator, accelerator physicists must understand the mechanisms
behind the formation, growth, and interaction of electron clouds.
At
APS, the electron cloud is dominated by secondary electrons of three
types: rediffused electrons, elastically scattered electrons, and
true secondary electrons (SEs). Rediffused electrons are not well
understood, and do not contribute much to the electron cloud. Elastically
scattered electrons are created when an electron from the cloud
collides with a chamber wall and is reflected back into the chamber
with the same energy. SEs are created when an electron from the
cloud collides with the chamber surface, and the energy of the collision
is transferred to the atoms in the metal, liberating one or more
electrons from the atoms in the metal surface. Since SEs have the
greatest probability of forming at collision energies greater than
10 eV, and beam-cloud interactions usually accelerate electrons
to energies higher than this, SEs dominate the electron cloud (Redhead
et al. 1968).
Experiments at APS and other accelerator facilities have shown that
the amplitude of the electron cloud is affected by the properties
of the particle beam itself. The particle beam is not actually a
continuous beam; rather, the particles (positrons or electrons)
are distributed throughout the ring in a number of "bunches,"
each of which interacts separately with cloud electrons. The time
between the passage of one bunch and the arrival of the next bunch
at a single location is referred to as the "bunch spacing".
Experimental data shows that the amplitude of the electron cloud
is a function of bunch spacing (Harkay and Rosenberg 1999).
The amplification in the electron cloud can be explained by classical
"beam-induced multipacting," which was first suggested
by Grobner (1977). Beam-induced multipacting is a resonance condition
resulting from the Coulomb interaction between low-energy cloud
electrons and high-energy, charged beam particles. Classical beam-induced
multipacting theory suggests that secondary electrons created at
the wall receive a momentum kick from the beam and traverse the
chamber to collide with the opposite wall in exactly one bunch spacing.
The wall collision energy creates new electrons, which receive the
same momentum kick at the wall. This repetitive process leads to
the rapid growth of the cloud, but it does not explain how bunch
spacing affects this growth.


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| Figure
1.
Furman-Heifets resonance within a two-dimensional cross-section
of the vacuum chamber. (a) Initially a secondary electron
is created at the upper wall with momentum pi =
1011-1751 eV/c (1-3 eV). (b) The electron travels in the direction
of the beam until the next bunch passes it. At the instant
the next bunch arrives, it is at a distance, a1,
from the beam. The electron receives a kick, dp1,
from the bunch. It acquires a new momentum, p1,
which is the addition of the kick and the electron’s
current momentum. (c) The electron travels toward, and collides
with, the lower wall of the chamber. It creates a new secondary
electron with momentum pi = 1011-1751 eV/c.
(d) The new secondary electron travels toward the beam and
is located a distance, a2, from the beam
when the next bunch arrives. If a1 is equal
to a2, which means dp1
= dp2 and p1
= p2, then a resonant interaction is occurring
between the secondary electrons and the beam. |
Furman
and Heifets have proposed a theory, known as the Furman-Heifets
resonance theory, which attempts to explain amplification of the
electron cloud using a more general beam-induced multipacting theory.
Unlike classical beam-induced multipacting, the Furman-Heifets resonance
theory includes the secondary electron energy distribution (2000).
According to this theory, we assume an electron is created at the
wall of the vacuum chamber with energy between 1 and 3 electron
volts (eV) (Figure 1a), the most probable energy range in the emitted
SE spectrum (Redhead et al. 1968). Its corresponding momentum
(p), given by
p =
( Ex2xmc2 )1/2,
where
E is the electron’s energy and mc2 is the electron
mass in eV, is between 1010 and 1750 eV/c. Then the electron drifts
to a distance, a1, from the beam, where it receives a
momentum kick, dp1, from a passing bunch (Figure 2b).
The electron is accelerated across the chamber and collides with
the opposite wall, creating one or more secondary electrons with
energy assumed to be between 1-3 eV (Figure 1c). The newly created
secondary electrons drift to a distance, a2, which is
the same distance as that of a1, where they receive a
momentum kick, dp2, equal to dp1, from a passing
bunch. This recurring process is called a resonance condition, and
can rapidly increase the already large concentration of secondary
electrons within the storage chamber. This could explain the amplification
of the electron cloud for certain bunch spacings.
If
the more general Furman-Heifets resonance condition contributes
to the amplification of an electron cloud, then it is important
to characterize the conditions under which a resonance forms. In
order to examine these conditions, several computer programs were
created in the Java programming language (Sun Microsystems 2002).
By calculating the momentum kick imparted to electrons of the electron
cloud, the resulting distance that electrons travel, and their positions
in the chamber at the instant the next bunch passes, the programs
can be used to search for those initial beam and electron cloud
parameters that give rise to a resonance condition.
Materials and Methods
Two computer programs, SE_B and
ESE_B, were created to generate a quantitative representation
of the interaction between the electron cloud and the beam for positron
and electron beams, respectively.
Engineering drawings of the vacuum
chamber in which the electron cloud forms were used to find mathematical
equations defining the shape of the inner surfaces of the chamber
(ANL 1991). The chamber is symmetric about the horizontal and vertical
axes, and its shape is described by four circular arcs and four
line segments. Figure 2 shows a schematic of the chamber cross-section,
as well as the algebraic equations used to define it. A two-dimensional
coordinate system was used to locate the position of an electron,
as well as the length of its "path" within the vacuum
chamber.
 |
Figure
2
The
shape of the inner surface of a cross-section of the vacuum
chamber is defined by algebraic equations for an upper and
lower arc, a left and right arc, and four line segments. The
points at which the lines join in the upper right quadrant
of the coordinate system are given by angles of 63 and 79
degrees measured clockwise from the positive y-axis. The vertical
and horizontal half-diameters of the chamber are 2.0853 cm
and 4.2341 cm, respectively.
(Click to view enlarged image) |
It is assumed that the interaction
between the beam and electron cloud occurs in a two-dimension cross-section
of the vacuum chamber, as shown in Figure 3. It is also assumed
that one electron starts a distance ai away from
the beam and at angular position q
, measured clockwise from the positive y-axis. The electron’s motion
is assumed to be restricted to a line through the center of the
chamber at an angle q , which is
referred to as the "path". The path of the electron has
a corresponding wall-to-wall length, termed pathlength, that
is constant for a given angle q
. The electron’s distance from the nearest wall is bi,
and its distance from the far wall is termed remainingPathi.
(Figure 3). The electron is given an initial momentum, pi,
and its velocity is assumed to be directed toward the beam. These
variables account for the position of the electron along its path
after successive interactions with the beam.

|
| Figure
3 .
The electron is a distance, ai, away from the beam, has momentum, pi, and is
traveling toward the beam. It receives a kick, dp1, which adds to the momentum of the
electron. After the first kick the momentum of the electron is p1 = pi + dp1. It has bunch
spacing, tbucket, seconds to travel toward the wall until the next bunch passes by and gives
it a second kick. |
Realistically, the cloud electrons
interact with each bunch for approximately 40 ps, which corresponds
to the root-mean-square (rms) bunch length. However, the cloud-beam
interaction can be simplified by using an impulse kick approximation
whereby the bunch length is zero and the force felt by the cloud
electrons due to a passing bunch is instantaneous. The momentum
kick is given by
Δ p = 2mecreNb/r
x e(r),
where me is the electron
mass, c is the speed of light, re is the electron radius,
Nb is the charge per bunch, r is the radial distance
from the center of the bunch, and e(r) is a radial dependent function.
The effect of the radial dependence is a decrease in the magnitude
of the kick for electrons positioned very close to the center of
the beam (small r).
Programs SE_B and ESE_B
simulate both non-impulse kick and impulse kick interactions. For
the purpose of the code, the dynamics of both processes are equivalent.
The difference is that for the former it is necessary to integrate
the Coulomb force over the bunch length by dividing the bunch into
a number of small segments and carrying out the beam-cloud interaction
calculations for each segment. The non-impulse kick dynamics simulated
in both programs also allow for varying charge distributions. The
computer programs calculate interactions for rectangular and Gaussian
charge distributions.
For simplicity, only the impulse
kick approximation is discussed in this paper; however, the discussion
is also pertinent to the non-impulse kick simulation with the bucket
spacing and charge per bunch replaced by the bunch length and charge
per bunch both divided by the user-selected number of bunch divisions.
The programs SE_B and ESE_B
simulate beam-cloud interactions for a positron and electron beam,
respectively. A positron beam will attract the negatively charged
electrons in the electron cloud; thus, the kick received by an electron
will always act to accelerate it in the direction of the beam. Conversely,
an electron beam will repel the negatively charged electrons in
the electron cloud, and the electrons’ momentum change will always
be directed away from the beam. A detailed explanation of positron
beam dynamics is presented in this paper. The same dynamics can
be applied to electrons if the opposite sign momentum kick is applied.
For a position beam, the cloud electrons
are accelerated toward the beam during interactions. If the electrons
receive a first kick of magnitude dp1 eV/c, the
kick adds to the electron’s initial momentum to give it a new momentum,
p1 eV/c. With momentum p1 eV/c, the electron
travels a distance distTrav1 in the time tbucket
between bunch passes. Tbucket is the same as the time between
successive kicks (Appendix A.1).

|
| Figure
4.After the first kick, the electron traveled along the pathlength for tbucket
seconds. It is at a point b1 cm away from the upper wall of the chamber and a1 cm away
from the beam. The electron did not cross the path of the beam and it is traveling toward
the beam when the next bunch passes. The second bunch gives the electron a kick of dp2
eV. The momentum of the electron resulting from the second kick is p2 = p1 + dp2. |

|
| Figure
5 .Case 2. After the first kick, the electron traveled along the pathlength for tbucket
seconds. It is at a point b1 cm away from the upper wall of the chamber and a1 cm away
from the beam. The electron did cross the path of the beam and is traveling toward the wall
when the next bunch passes. The second bunch gives the electron a kick of dp2 eV. The
momentum of the electron resulting from the second kick will depend on the magnitudes of
the kick and the present momentum of the electron. |

|
| Figure
6 . Case 3. The electron travels across the chamber and collides with the wall,
creating a new secondary electron with momentum 1011-1751 eV/c (1-3 eV). The time that
the original electron took to travel to the wall, timeUsed, may have been less than the time
until the next kick, tbucket. Thus, the secondary will have the remaining time,
timeRemaining, to drift in the direction of the beam along the same path until the next
bunch passes. |
After receiving a kick, the electron
may or may not collide with the chamber wall. Three "cases"
provide an overview of the possible scenarios that could result
after the first kick. Case 1 (Figure 4) occurs when the distance
that the electron travels, distTrav1, in time tbucket
is less than its distance from the beam, ai (Appendix
A.2). In other words, the electron does not cross the path of the
beam. In this case, it is still traveling toward the beam when the
next bunch passes. Case 2 (Figure 5) results when the electron crosses
the beam path but does not reach the opposite wall (Appendix A.3).
The electron is then traveling away from the beam at the instant
the next bunch passes. Finally, Case 3 (Figure 6) occurs when the
electron travels across the chamber, collides with the opposite
wall, and creates a secondary electron with energy between 1 and
3 eV (1010 and 1750 eV/c). In this case, the time timeUsed
that the electron took to travel the distance to the wall may be
less than the time between bunches or kicks, tbucket. The
newly created secondary electron then has the remaining time, timeRemaining,
to travel, or drift, a distance, driftDist, toward the beam
before the next bunch passes and gives it a second kick. If in that
time the secondary electron collides with the opposite wall, it
may produce another secondary electron. If it collides multiple
times with the chamber walls, then it will produce multiple electrons
(Appendix A.5). (By re-assigning the values of a1,
b1 and remainingPath1 (Figure
7) the outcome becomes the mathematical equivalent of Case 1 (Appendix
A.4). Furthermore, it is equally likely that Case 2 or 3 could result
from Case 3 after additional kicks.)

|
| Figure
7 .
In the remaining time, timeRemaining secs, before the next bunch passes, the
electron travels a distance, driftDist, which places it a distance a1 away from the beam. This
outcome shown is Case 1. The electron could have also drifted to a position as shown in
Case 2 or 3. |
Case 3 is very important because
it is the secondary creation process that creates a resonance leading
to the growth of the electron cloud. If, in timeRemaining,
the secondary electron drifts to a position that is the same distance
from the beam as the original electron was, then a resonance is
created along the present "path."
A Case 3 scenario involving multiple
kicks always results in a Case 1, 2, or 3 scenario for the secondary
electron. Likewise, successive kicks after a Case 2 scenario will
always produce a Case 1, 2, or 3 scenario for the secondary electron.
In Case 2, however, a second kick can result in two intermediate
situations. The electron is traveling toward the wall when it receives
the second kick from the beam, and the kick attracts the electron
toward the beam. If the second kick, dp2, is less
than the present momentum of the electron, p1,
then the kick decreases the momentum of the electron. This is Case
2a and leaves the electrons’ momentum after the second kick, p2,
as its original momentum minus the second kick (Appendix
A.6). In this case the electron will continue to travel toward the
wall after the second kick, and may enter a Case 2 or 3 scenario.
On the other hand, if the second kick, dp2, is
greater than or equal to the current momentum of the electron, p1,
then the kick will reverse the electron’s current direction, making
it travel toward the beam with momentum, p2, which
is given by the difference between the second kick and the current
momentum of the electron (Appendix A.7). This is Case 2b, and, in
it, the electron does not collide with a wall or create a secondary
electron (Figure 9). In this case, the electron will travel toward
the beam and enter a Case 1, 2, or 3 scenario when the next bunch
arrives. Ultimately, an electron in a Case 2 scenario will eventually
enter a Case 1, 2, or 3 scenario after additional kicks. For all
kicks or combinations of kicks, an electron’s motion can always
be described by Case 1, 2, or 3.

|
| Figure
8 .
Case 2a. The second kick, dp2, is less than the momentum of the electron, p1. The
attractive force exerted by the beam on the electron is directed opposite to the velocity of
the electron in Case 2, which was toward the wall. Therefore, the kick acts to decrease the
momentum of the electron but it still continues toward the wall. The new momentum of the
electron after the second kick is p2 = p1 – dp2. After tbucket seconds the electron can be
located as shown in Case 2 or Case 3. |

|
| Figure
9 .
Case 2b. The second kick, dp2, is greater than the momentum of the electron, p1.
The attractive force exerted by the beam on the electron is directed opposite to the velocity
of the electron in Case 2, which was toward the wall. Therefore, the kick acts to reverse the
direction that the electron was traveling. The electron never collides with the wall on its first
attempt to cross the chamber. The new momentum of the electron after the second kick is
p2 = dp2– p1. After tbucket seconds, the possible locations
of the electron are demonstrated
in Cases 1-3. |
The computer programs were run for
various initial conditions. The calculations from the programs were
checked against manual calculations, and were determined to be accurate.
Results and Interpretations
Preliminary results suggest that resonant beam-cloud interactions
occur in various locations throughout the vacuum chamber for various
conditions. For the majority of bunch spacings, the general resonance
condition is satisfied for angles less than about 30°
and is not very sensitive to the initial kinetic energy of the electron
or initial distance of the electron from the beam. For example,
a bucket spacing of 7 buckets and a secondary emission energy of
1.5eV yield a resonant energy of 322.76 eV after 50 kicks for initial
energies of 0, 100, and 1000 eV, suggesting that the resonant energy
is independent of the electrons’ initial kinetic energy. More trials
will help to establish further resonance dependencies on the initial
beam conditions and to develop ideas on how to combat the development
and growth of the electron cloud within the vacuum chamber.
Conclusions and Future Work
The electron cloud effect is a
serious issue in the further development of high performance particle
beams. The SE_B and ESE_B computer models have been
designed to test whether the general resonance condition can explain
the high density of cloud electrons within the vacuum chamber of APS
and predict the conditions for amplification of the cloud in other
storage rings. Preliminary trials using the programs suggest that
alternate resonant beam-cloud interactions do occur for a variety
of situations; however, many more trials need to be run before any
definite conclusions regarding their contribution to the amplification
of the electron cloud can be drawn. The chamber dimensions will be
varied and the non-impulse kick scenario will be tested to achieve
a more realistic simulation of the beam-cloud interactions.
Acknowledgements
I thank my mentor, Dr. Katherine Harkay,
for reviewing and contributing to this paper, as well as for sharing
her time and knowledge with me over the past two summers.
I also thank the United States Department
of Energy for giving me the opportunity to participate in the Energy
Research Undergraduate Laboratory Fellowship (ERULF) program, the
National Science Foundation for its help in funding the program,
and Argonne National Laboratory for allowing me to conduct research
at such a prestigious institution.
The research described in this paper
was performed in the Accelerator Systems Division of the Advanced
Photo Source, located at Argonne National Laboratory, and was supported
by the U.S. Department of Energy, Office of Basic Energy Sciences,
under Contract No. W-31-109-ENG-38.
Appendix A:
Click
here to view Appendix A
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Journal of Young
Investigators. 2003. Volume Nine.
Copyright © 2003 by Laura Loiacono and JYI. All rights reserved.
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