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Issue
1, June 1999
Physical Sciences & Mathematics
C4H7 Cation and Radical: An Ab Initio
Investigation
David R. "Chip" Kent, IV
California Institute of Technology
Abstract
Ab initio
quantum mechanics has been employed in an attempt to gain some insight
into the structure and dynamics of the C4H7
cation and radical. The C4H7 cation and radical
potential energy surfaces, including transition-states, have been
calculated using B3LYP/6-31G**. The calculated transition-state
energies agree with experimental trends.
Introduction
Over 100 years ago,
W. H. Perkin Jr. attempted to synthesize cyclobutanol from cyclobutylamine
(Roberts, 1990). He reported the synthesis of "ordinary butyl
alcohol." Thirteen years later, N. J. Demjanow reported that
Perkin had actually synthesized a mixture of cyclobutanol and cyclopropylmethanol
(Roberts, 1990). This was the first indication that C4H7+
cations rearrange (Roberts, 1990). In later examinations, Mazur
showed that cyclopropylmethylamine, cyclobutylamine, or 3-buten-1-ylamine
all react with nitrous acid to produce mixtures of cyclopropylmethanol,
cyclobutanol, and 3-buten-1-ol (Fig. 1) (Roberts
1990). This indicates that a common C4H7+
intermediate for all of these reactions.
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Figure
1:
Reactions examined by Mazur.
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Five structures
have been proposed for the non-classical C4H7+
cation (Fig. 2: I-V) (Roberts, 1990). All
five of these structures are non-classical in the sense that their
structures do not conform to the standard bonding concepts observed
for the overwhelming majority of organic compounds. These molecules
can react at more than one position to give more than one of the
observed products (Roberts, 1990). The evidence from theory and
experiment, suggests that structures I, II, and III are the most
likely to be the stable structures. Structure IV has been discarded
as a possible structure because one of its configurational isomers
does not agree with the experimental NMR data in solutions of C4H7+
in Olah's "magic acid" and its other isomer should be
greatly disfavored by molecular orbital theory (Roberts, 1990).
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Figure
2:
Proposed C4H7+ structures.
All have a positive charge.
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Low-temperature
13C NMR spectra of C4H7+
in "magic acid" show shifts that vary substantially with
temperature (Roberts, 1990). This indicates that there is a mixture
of interconverting C4H7+ isomers
whose composition changes with temperature. Debate still exists
as to what is actually being observed. Roberts believes that the
most stable ion has structure III (Roberts, 1990) while the NMR
experiments of Myhre (Myhre, 1990) and the IR spectra of Vancik
(Vancik, 1993) seem to indicate that I and II rapidly interconvert
even at temperatures as low as 5 K. Theorists agree that I and II
are probably interconverting, but they do not agree on which structure
is the lowest in energy (Koch, 1988; McKee, 1986; Roberts, 1990;
Saunders, 1988). Saunders believes that III is the transition state
between I and II (Saunders, 1988).
To help clarify
some of these issues, we examined the potential-energy surface for
both C4H7+ and C4H7·,
including transition states for interconversion between isomers.
Theory
The potential energy
surfaces for C4H7+ and C4H7·
isomers were calculated using Density Functional Theory, including
the generalized gradient approximation and hybrid exchange, at the
level referred to as B3LYP. We used the 6-31G** basis set. [All
calculations used the Jaguar 3.5 code from Schrodinger, Inc (www.schrodinger.com).]
The transition states were located using QST-guiding procedures
The results of the calculations for C4H7+
are summarized in figure 3 (with the energies
referenced to structure II) while the results for C4H7·
are summarized in figure 4 (with the energies
referenced to structure VII). The energies are expected to be accurate
to ~2 kcal/mol. For the C4H7+ cation,
we could not converge the transition state from V to I or from V
to II; in both cases the calculation, converged instead to structure
VI (indicated by NC).
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Figure
3:
C4H7+ isomer and transition
state energies calculated using B3LYP/6-31G**. NC indicates
that the calculation did not converge to the desired transition
state, but instead converged to VI. |
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Figure
4:
B3LYP/6-31G** bond orders and bond lengths for C4H7+
structures. The top number is the bond order, and the bottom
number, in parentheses, is the bond length in Angstroms.
All structures have a positive charge. The pair of dots
(· ·) indicates the electron density (number of
electrons/2), from lone pair electrons, at the atom which
would carry the positive charge in the classical cation
structure. |
To interpret
the bond orders for these molecules and intermediates, we calculated
the natural bond orbitals (NBO) (Foster 1980) using Jaguar. These
are shown in Fig. 4 for C4H7+
and in Fig. 6 for C4H7·.
Experimental evidence
indicates that structures I and II of the cation are interconverting
(Myhre, 1990; Vancik, 1993) indicating that they have nearly equivalent
energies. This is consistent with our calculated energies which
find I to be 1.49 kcal/mol more stable than II. Saunders calculated
that I is 0.26 kcal/mol more stable than II using MP4SDTQ/6-31G*//MP2(FULL)/6-31G*
(Saunders, 1988). The calculated 13C NMR shifts agree
better with experiment if II is assumed to have slightly lower energy
than I (Saunders, 1988). We calculate that the transition barrier
from cations II to I is only 0.101 kcal/mol suggesting rapid equilibrium.
Myhre was unable to measure the energy barrier using low-temperature
NMR (5 K) but believes that it is only a few tenths of a kcal/mol
(Myhre, 1990), in agreement with our results. Koch calculated the
transition state to be 0.6 kcal/mol using MP2/6-31G** (Koch, 1988).
The global minimum for the current cation calculations is structure
VI. This agrees with Koch's theoretical work (Koch, 1988) and Vancik
(Vancik, 1993) and Schultz's experimental work (Schultz, 1984).
My bond order analysis
of the current wavefunctions (Fig. 4) shows
that there is no bond across the ring in structure II even though
the two carbon atoms are only 1.65 A apart. This agrees with the
conclusion of Bader, who critically analyzed calculated C4H7+
electronic distributions to determine the actual bonding in the
isomers (Bader, 1992). The non-classical bonding of the C4H7+
isomers is indicated by the distances between adjacent carbons,
as shown in figure 3. Clearly, there is not
always a bond when the CC distances are close. The unusual bonding
in C4H7+ isomers allows I and II
to be more stable than structure V whereas the classical description
would suggest that they are less stable because of the strain in
the small rings.
The complete potential
energy surface for C4H7· was
successfully calculated (Fig. 5). It is seen
that structures VI, VII, and VIII are effectively all of the same
energy, and structure IX is the absolute minimum, about 21 kcal/mol
lower in energy than the other structures. Of the calculated radical
transition-state energies, the VI-to-VII transition barrier is the
lowest at 10.0 kcal/mol. The other calculated barriers are 30-50
kcal/mol, which indicates that the reactions associated with them
will not be observed within usual radical lifetimes. The conversion
from VI to VIII is, in fact, the only rearrangement of the radical
observed experimentally (Beckwith, 1994; Engel, 1997; Newcomb, 1993)
and has an activation energy of 7.05 kcal/mol (Beckwith, 1994).
This compares reasonably well with our calculated value. To verify
the radical calculations, the rotational barrier about the exo-CH2
bond of structure VI was calculated. We found a barrier of 3.0 kcal/mol,
which agrees well with the experimental value of 2.7 kcal/mol obtained
by NMR (Walton, 1987).
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Figure
5:
C4H7· isomer and transition
state energies calculated using B3LYP/6-31G**. |
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Figure
6:
B3LYP/6-31G** bond orders and bond lengths for C4H7·
structures. The top number is the bond order, and the bottom
number, in parentheses, is the bond length in Angstroms.
All structures are neutrally charged. The pair of dots (·
·) indicates the electron density (number of electrons/2),
from lone pair electrons, at the atom which would carry
the positive charge in the classical cation structure. |
Conclusions
The potential-energy surface calculated for C4H7+
agrees with experiment (Myhre, 1990; Roberts, 1990; Vancik, 1993)
and with previous high-level theoretical calculations (Koch, 1988;
McKee, 1986; Roberts, 1990; Saunders, 1988) (within the expected uncertainty
of 2 kcal/mol). The complete potential-energy surface calculated for
C4H7·
was calculated and predicts that the VI-to-VIII transition is the
only one that will be observed, agreeing with experiment (Beckwith,
1994; Engel, 1997; Newcomb, 1993).
Acknowledgements
Many thanks are extended to Dr. J. D. Roberts, Dr. W. A. Goddard
III, and Dr. A. Zewail for the expertise and guidance they provided.
Also, I thank Richard Muller for his insightful discussions. The
computing resources were provided by the Materials and process Simulation
Center (MSC) which was funded by the NSF (CHE) and ARO.
References
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Journal of Young
Investigators. 1999. Volume Two.
Copyright © 1999 by David R. "Chip" Kent, IV and JYI. All rights
reserved.
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