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Issue 1, July 2004
Biological & Biomedical Sciences
The Role of Dopamine D2 and D3 Receptors on Attention and
Activation of the Anterior Cingulate
Rita Patel
Johns Hopkins University
Advisor:
Claudia Schmauss, Ph.D.
Columbia University
Discuss this article!
Abstract
Previous research has shown the region of the brain known as the
medical prefrontal cortex to be intimately involved in the temporary
storage of information; however, the precise role of the dopamine
receptors in this particular pathway is still under investigation.
Mice lacking dopamine D2 and D3 receptors were tested in an attention
set-shifting-paradigm, and their performance was compared to wild
type. Mice deficient for dopamine D3 receptors were found to make
fewer errors in tasks requiring increasing attention. However, these
mutants exhibited slower response rates (decision-making) in each
test. In contrast, mice deficient for dopamine D2 receptors or both
D2 and D3 double mutants display a behavior very similar to wild
type. Results from immunocytochemical experiments suggest that this
difference in the performance may be linked to the activation of
an area of the medial prefrontal cortex known as the anterior cingulate
which is more highly stimulated in the D3 single mutant than the
double mutant.
Introduction
The neurotransmitter dopamine (DA) is critical to many of the vital
functions of daily life, including emotional response, the regulation
of movement, and the control of cognition, including attention (Glickstein
and Schmauss 2001). Neurons responsible for the release of DA project
to the cortex, striatum, hypothalamus, and limbic systems of the
brain (Glickstein and Schmauss 2001). In humans, diseases like schizophrenia,
Parkinson’s disease, and Attention Deficiency Hyperactivity
Disorder (ADHD) have all been tied to malfunctioned dopaminergic
neurotransmission, thus strengthening the correlation between the
role of DA receptors and the regulation of behavior and cognition
(Schmauss 2002).
DA receptors are classified into two main groups. The D1 class includes
the D1 and D5 receptors, and the D2 class includes the D2, D3, and
D4 receptors (Schmauss 2002). When DA receptors are genetically
removed, many phenotypic abnormalities appear (Schmauss 2002). D2
mutants (D2) are characterized by lower body weight in comparison
to wild type (WT) mice, a reduction in fertility, a delay in postnatal
growth, and severe motor defects which include bradykinesia, paw
flattening, and a reduction in spontaneous locomotive activity (Schmauss
2002). D3 receptor knockouts (D3) are distinguishable by an increase
in locomotor activity when introduced to a new environment (Schmauss
2002). Double mutants for the D2 and D3 receptors (DM) are differentiated
by motor impairments similar to that of the single D2 mutant, although
their phenotype is more severe (Schmauss 2002).
In humans, the medial prefrontal cortex (mPFC) has been shown to
control many higher cognitive functions, playing an important role
in short-term memory and attention control, both of which require
the activation of certain dopamine receptors (Fan et al. 2003).
In primates, the mPFC mediates shifts in attention between perceptual
features of complex stimuli (Bush et al. 2000; MacDonald et al.
2000). A particular part of the forebrain neocortex, known as the
anterior cingulate (AC), is more activated in humans who perform
with higher efficiency when confronted with a single-dimensional
conflict experiment (Fan et al. 2003). This discrepancy is linked
to the presence or absence of certain allelic variation of the D4
receptor gene (Fan et al. 2003). Previous studies have shown that
lesions of the mPFC in the mouse cause impairments of the supervisory
attentional system, thereby prohibiting the animal from shifting
perceptual attention (Birrell and Brown 2000)
Dopamine modulation of neuronal signaling in the frontal cortex,
midbrain, and striatum is essential for processing and integrating
diverse external sensory stimuli (Kruzichm et al. 2004). In addition,
the neurotransmitter has been implicated in attaching saliency to
environmental cues guiding goal-directed, adaptable behaviors, such
as those central to attention (Kruzichm et al. 2004).
Although the role of the D1 class of receptor-dependence on normal
cognitive function has been extensively researched (Glickstein et al. 2002), a definitive correlation concerning the involvement of
the D2 and D3 receptors and has yet to be established.
Here,
we test the relationship between D2 and/or D3 receptors and their
involvement in modulating the activity of the mPFC during the processing
of certain sensory stimuli. First, we tested a mouse’s ability
to discriminate between a single perceptual dimension of a stimulus
(i.e., smell) and for the ability to shift attention when confronted
with a different perceptual dimension (i.e., touch). In each mouse,
we used immunocytochemical methods to detect the expression of the
immediate early gene: c-fos, a gene with low baseline expression
but robust mRNA expression in neurons when activated by a large
variety of stimuli, including those in the attention-set shifting
tests. In each case, the number of trials, the amount of time needed
for the mouse to reach a designated attention level, and the activation
patterns of the AC was recorded and used to statistically evaluate
the hypothesis that in reference to attention, the AC either controls
“error detection,” the delay in the rate of “decision
making,” or both.
Methods and Materials
Animals
Fifty
adult male and female mice with postnatal ages of 60 to 90 days
(13 WT, 7 D2-/-, 13 D3-/-, 17 D2/D3 double mutants) were housed
in pairs in 34.0 x 16.5 x 14.5 cm plastic cages. Testing was conducted
during the light phase of a 12-hour light/dark cycle (testing began
at 11:00 AM). Starting seven days prior to testing, the amount of
appropriated food was gradually reduced in order to lower the overall
body weight to 80-85% so the mice would be motivated to forage during
experimentation. Water was always provided freely in the home cage.
All experiments involving the animals were approved by the Institutional
Animal Care and Use Committee at Columbia University.
Apparatus
This
experiment used small terracotta flowerpots (5.5 cm in diameter
and 1 cm deep) as the target area where the mouse would search for
food. Food pellets were baited under a certain compound-covering,
such as ribbon, yarn, woodchip medium, shredded rubber gloves, beads,
and plastic tops. The reward was a food pellet that the mouse was
accustomed to eating in identical terracotta pots in its home cage.
The rim of each pot could be scented with commercial liquid perfumed
oils. The odor was refreshed before each testing session, and the
choice of odors was randomized daily, to prevent the occurrence
of a specific pattern.
The testing apparatus was a Plexiglas box measuring 31 x 37 x 15
cm with a transparent movable barrier (along the length of the box),
separating one-third of the box from the rest, thereby creating
a holding chamber (Figure 1). In each trial, two digging pots were
randomly placed adjacent to each other in the main section of the
box while the mouse remained in the holding chamber. The mouse was
given access to the main section by raising the barrier, which was
quickly replaced once the trial began.
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| Figure
1 . Top-down view of the attention-set shift experimental
cage, made of Plexiglas. The mouse is initially held in the
holding area. When a trial starts, the movable barricade is
raised and the mouse gains access to two small terracotta
pots, both of which are scented and covered: only one is baited.
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Habituation
Prior
to testing, the mouse was placed in the testing box and allowed
to survey the holding chamber for 1 minute. At this time, the barrier
was raised and the mouse was given access to two pots, each baited
with a sliced food pellet and filled with wood chip bedding (identical
to that found in its home cage). The mouse was allowed to search
for food (Figure 2a) until a reliable digging behavior was acquired,
which took on average, 20 minutes.
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| Figure
2a.. A mouse digging for food in a terracotta pot.
b. After successfully obtaining the reward,
the mouse is allowed to eat for 10 seconds before being removed
to the holding chamber.
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Testing
Paradigm
Each
mouse was exposed to five testing stages, which always followed
the sequence: simple discrimination (SD), compound discrimination
(CD), Intra-dimensional shift discrimination (IDS), IDS reversal
discrimination (IDSrev), and Extra-dimensional shift discrimination
(EDS). Table 1 shows a mock setup of a complete test to which a
mouse could be exposed.
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| Table
1. A Possible Series of Stimulus Pairs for a Single
Mouse
*Shifting
from odor to digging medium as the relevant dimension occurs
in the IDSrev stage. All mice were given different, randomized
test sequences to prevent the development of a behavioral
pattern. |
SD is a test where only one of the two distinctly scented pots is
baited, but both contain the same filling medium. Initially in the
SD, there are four “discovery” trials where the mouse
is allowed to dig in both pots before it is removed to the holding
chamber. After which, every dig in the incorrect, un-baited pot,
is considered an error, and the mouse is removed to the holding
chamber. On consequent trials, and after obtaining the reward, the
mouse is allowed to eat for 10 seconds (Figure 2b, Video 1). The
number of trials and the amount of time needed for the mouse to
obtain six correct trials successively is recorded. This process
is followed in the subsequent tests. Discovery trials, however,
were not used as the environment, and stimuli are no longer considered
to be overwhelming.
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| Video
1 . (Clicki mage to view or right click it to save
video)
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In
CD, a secondary sensory dimension (i.e., touch, if scent
was initially used in SD, or vice versa) was added to the paradigm.
If scent was the primary stimulus, then the covering media was randomized
between pots. If touch was the primary stimulus, scent was randomized
between pots. Thus, the mouse is forced to rely on the relevant
primary stimulus and disregard the irrelevant secondary stimulus
to obtain the reward.
In
IDS, the mouse is presented with a new set of odor and media stimuli
while maintaining the same relevant dimension used in the CD. In
the IDSrev, the relevant dimension stays the same as in the IDS.
However, within the relevant dimension, the positive and negative
stimuli are reversed, while maintaining identical, randomized, secondary
stimuli. In the EDS, the mouse is presented with a new set of odor
and media stimuli, with reversed relevant and irrelevant dimensions
with respect to the IDS. Thus, in each stage, added characteristics
provide an added challenge that forces the animal to pay closer
attention to the sensory stimuli. Within each genotype, half the
mice were shifted from odor to medium and the other half was shifted
from medium to odor. The same mouse was used across test treatments
from SD to EDS, after which the animal was sacrificed approximately
1 hour after the testing was completed. The order of stimuli within
a dimension was randomized across subjects.
Data
Analysis
During
each of the discrimination tests, the total amount of time (in minutes)
taken to complete six correct consecutive trials was recorded. The
number of correct trials was multiplied by 10, to account for the
total number of seconds each mouse spent eating during the test.
Eating time was removed to give a “corrected” time,
which was then divided by the total number of trials to give a response
time. The means and standard deviations for response times and the
total number of trials to criterion were then used as statistical
data to compare the experimental results across the genotypes. Next,
a one-way analysis of variance (ANOVA) with a threshold of significance
of 0.05 was completed followed by a Tukey-Kramer Multiple Comparisons
Test using the analysis software Instat (version 2).
Histology
An
hour after the completion of testing, each mouse was given a dosage
of ketamine (30mg/kg) and xylazine (7mg/kg) in a saline solution.
The mouse was then perfused transcardially by inserting a solution
of with a 4% formaldehyde solution directly into the heart. The
brain was removed, preserved in 4% formaldehyde solution in phosphate
buffer, and stored overnight. The brain was then sectioned coronally
on a free-sliding microtome to a thickness of 40 ?m. For the examination
of the c-fos protein immunoreactivity with fluorescence microscopy,
the sections were placed in an anti-c-fos primary antibody, after
which the sections were submerged in a flourescein isothiocynate-conjugated
goat anti-rabbit IgG secondary antibody for 1 hour at room temperature.
Sections were mounted onto DPX-coated slides, air-dried, cover slipped,
and viewed microscopically using a microscope equipped with epifluorescence
at 10x and 20x magnification. These observations were used to determine
and to compare the extent of AC activation of the immediate early
gene, c-fos, across the different genotypes.
Results
Number of
Trials
Wild
type performed with higher efficiency on the simpler tasks of SD,
CD, and IDS (mean number of trials ˜ 9) but then showed a 15%
gradual increase in error rates in the more attention-requiring
IDSrev and EDS stages (mean number of trials ˜ 10.5), a trend
which does not reach statistical significance (Figure 3).
In
comparison with WT, D3 mutants exhibited a similar performance in
SD and CD but performed significantly better in the more complicated
IDSrev task (p < 0.03), and consistently, but non-significantly,
outperformed WT in IDS and EDS tasks (Figure 3).
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| Figure
3 . Number of trials to criterion per genotype (mean
± SEM.) In comparison to control mice, D3 mutants performed
better in the more complex shifts to IDS and EDS while making
the fewest errors.
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Response
Time
All
genotypes had more trouble adjusting to IDS and EDS shifts, as shown
by the higher response times in these two particular tests in comparison
with the other discriminations (Figure 4). The WT showed a gradual
slowing in response time from SD to CD to IDS, an increase in speed
on the IDSrev, and then a slowing with the EDS stage. Contrasted
to WT, the same general trend in the overall response time is detected
for in D3 mutants. The most striking difference, however, was the
much slower response times of these mutants in each discrimination
(Figure 4). For instance, D3 mutants performed 55% slower than WT
in SD and 66% slower in the EDS discrimination. These differences
were marginally insignificant for response time in the SD (p <
0.08) and were statistically significant for the CD (p < 0.03),
and EDS (p < 0.03) trials. The response times of the D2 and DM
did not differ from WT. Preliminary experiments on D2 mutants suggest
impairments in the initial discrimination of SD. This delay is reasonable,
considering the novelty of the environment and task being presented
to the animal, thereby making SD the only stage where these mice
tend to take extended periods in decision-making.
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| Figure
4. Response times for each genotype (mean ±
SEM.). Overall, D3 mutants have the slowest response times. |
Fos
Activation
The
expression of Fos immunoreactivity is correlated with neuronal activation
during the task, as basal Fos levels are low (Figure 5C). There
is strong activation of the AC of the post-EDS WT mouse in comparison
to its basal counterpart (Figure 5C and D). This discrepancy shows
that the AC is involved in the cognitive testing associated to our
attention set-shifting experiment. However, the WT activation of
the AC is only moderate in comparison with the strong activation
of neurons in AC of D3 mutants (Figure 5E). The neuronal activation
of the DM appears similar to WT. Data collected on the neuronal
activation in D2 mutants is similar to the activation found in WT
and is considerably weaker than that of the D3 mutants (Schmauss,
unpublished data).
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| Figure
5a. Schematic illustration of the regional extent
of the mouse medial prefrontal cortex (mPFC) which includes
the anterior cingulate, the prelimbic area, and the infralimbic
areas. b. Nissl stain of the mPFC which illustrates
the neuronal cytoarchitechure of the AC. c.
Basal Fos expression in WT where, besides a single neuron
activated, there is a lack of Fos expression. d-f.
The neuronal activation of c-fos in WT, D3, and DM
mice, respectively, one hour after the EDS testing was completed.
The scale bar in (f) is equivalent to 500 µm. |
Discussion
The present study tested mice lacking DA D2 and D3 receptors in
an attention set-shifting task for the first time. Applying the
testing paradigm invented by Birrel and Brown (2000), we were able
to compare the attention performance and neuronal activation in
various genotypes of knockout mice lacking specific DA receptors.
Using the data recorded, we could then link the extent of activity
of a certain region of the brain to the capacity of each genotype
pay attention to a specific sensory stimuli, while incorporating
increasing amounts of “excess” sensory stimuli.
Data recorded
showed that the average error rate of the D3 mutants as compared
to WT were 5% higher in SD, yet 34% lower in the EDS stage. As such,
D3 mutants outperformed all other genotypes by having the lowest
overall error rate in the more difficult tasks (IDS, IDSrev, EDS).
However, this lower rate comes at the expense of a slower response
time overall. For example, D3 mutants performed 66% slower than
WT in the EDS discrimination. These results indicate that D3 mutants
take more time to compute stimuli before initiating a decision.
This behavior can be directly accounted for by juxtaposing data
between WT and D3 mutants. For instance, a 2.7-minute response time
for EDS trials performed by D3 mutants is much longer than the 1.5-minute
response time of WT (Figure 3). The D3 mutants also show a much
higher extent of Fos activation of the AC than the WT (Figure 5).
The deletion of this receptor forces the mouse to activate neurons
of the AC that are responsible for either the delayed initiation
of a decision, the reduction in error rate, or both.
Previous research has shown that lesions of the mPFC cause results
similar to those that we are reporting, since mice struggle the
most when performing the EDS trials (Fox et al. 2003). However,
by incorporating DA receptor knockout mice, the role of the neurotransmitter
can now be taken into account as playing a role in the pathway that
normally mediates the activation of the AC.
In
comparison to WT, the DM mutants show no statistically significant
differences in either response times or number of trials to criterion.
The lower activation of AC neurons in the DM when compared to D3
support this observation. The lack of both D2 and D3 receptors simultaneously
creates a behavior that is less reliant on the AC than the D3 single
mutant. The lower activation of AC neurons appears to be associated
with higher error rates in harder discrimination tests, resembling
the WT behavior. Reference to raw data of the DM genotype shows
that these mice carried the most variability having instances where
a highly accurate yet delayed D3-like behavior was present or conversely,
where a quicker, more error-prone D2-like behavior was present.
For instance, in IDS one DM mouse took 13 minutes to complete six
trials, whereas another needed 22 minutes to complete 24 trials
for criterion.
Preliminary
data obtained from D2 mutants yielded results similar to those obtained
with DM. Although not statistically significant, both D2 and DM
mutants had trouble associated with the CD stage of the attention
set-shifting experiment, making 28% and 41% more errors for DM and
D2, respectively. This stage represents the first time the mouse
encounters four separate sensory stimuli. Additionally, the AC activation
of the D2 mutants mimics that of the WT (Figure 6Fi). It is possible
that the D2 receptor is responsible for the errors associated with
increasing complexities of stimulus due to the increase in difficulty
that occurs with each stage progression. This can be seen in the
high number of trials needed for criterion in this task in both
the D2 single mutant and DM mutants, and the ease with which the
D3 mutants handled this discrimination. Further studies on the D2
single mutants are necessary to clarify this issue. In addition,
examination of the anatomy of the mPFC in all genotypes after the
CD stage as opposed to the EDS stage may provide answers as to which
neuronal systems cause the marked decrease in performance in such
a simple one-dimensional task.
Neither
the DM mutants nor the D2 mutants significantly differed from WT
in the number of trials to criterion (Figure 3). Experimentation
of the D2 genotype was carried out last and consisted of a fewer
number of mice tested (seven) compared with the other genotypes.
In the future, more D2 mutants must be tested to obtain an accurate
estimate of their performance. Clearly, these data require further
quantification, and analysis.
Comparing
the neuronal activation pattern of single mutants to the activation
found in the double mutant is another step towards elucidating whether
both receptors have perhaps opposing actions and/or activate opposing
neuronal circuits. Quantifying the number of neurons activated in
each of the genotypes will allow for this precise comparison. Only
at that stage could the AC be definitively assigned a cognitive
role in relation to creating a higher attention rate.
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| Figure
6. Neuronal activation of the anterior cingulate
in WT, D3, and D2 genotypes. The D2 and WT activation is considerably
weaker than the activity seen in the AC of the D3 mutants
(Schmauss unpublished data). |
Discuss this article!
References
Birrell,
JM and VJ Brown (2000) Medial Frontal Cortex Mediates Perceptual Attentional
Set Shifting in the Rat. Journal of Neuroscience 20: 4320-4324.
Fan, J et al. (2003) Mapping the genetic variation of executive
attention onto brain activity. Proceedings of the National Academy
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Fox, MT et al. (2003) Perceptual Attentional Set-Shifting Is Impaired
in Rats with Neurotoxic Lesions of Posterior Parietal Cortex. Journal
of Neuroscience 23: 676-681.
Glickstein, SB et al. (2002) Mice Lacking Dopamine D2 and D3 Receptors
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Kruzichm PJ and DK Grandy (2004) Dopamine D2 receptors mediate
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Schmauss, C (2002) Dopamine Receptors/Transporters. Wiley Encyclopedia
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Schmauss, C (2002) Dopamine Receptors: Novel Insights from Biochemical
and Genetic Studies. The Neuroscientist 6: 127-138.
Journal of Young
Investigators. 2004. Volume Eleven.
Copyright © 2004 by Rita Patel and JYI. All rights reserved.
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